SEC Form 4 · accession 0000899243-17-012987
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Svante Mogefors
Officer — GVP, Quality and Manufacturing
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2017 | M | 5,416 | $69.18 | A | 17,269 | D | |
| Common StockF2 | May 11, 2017 | S | 4,716 | $102.43 | D | 12,553 | D | |
| Common Stock | May 11, 2017 | S | 100 | $103.22 | D | 12,453 | D | |
| Common Stock | May 11, 2017 | S | 600 | $103.11 | D | 11,853 | D | |
| Common Stock | May 11, 2017 | S | 1,322 | $102.21 | D | 10,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $69.18 | May 11, 2017 | M | 5,416 | D | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 5,416 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 3, 2017.
- F2The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker dealer. The price in the table reflects the weighted average sale price of such block trades on such date. The potential range of prices for such transactions for the reporting person is $102.06 to $102.96. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The Stock Options were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.