SEC Form 4 · accession 0000899243-17-012824
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David E Kepler
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2017 | A | 1,156 | $0.00 | A | 1,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F4 | — | May 9, 2017 | A | 1,156 | A | — | — | Common Stock | 1,156 | 1,156 | D |
Explanation of responses
- F1Reflects a grant of fully-vested shares of common stock as payment of one-half of the 2016 annual retainer for director service.
- F2Each restricted stock unit represents a contingent right to receive one share of Autoliv common stock.
- F3Reflects a grant of restricted stock units as payment of one-half of the 2017 annual retainer for director service.
- F4The restricted stock units vest and convert to shares in one installment on the earlier of (a) the date of Autoliv's 2018 annual stockholder meeting, or (b) the one-year anniversary of the grant date.