SEC Form 4 · accession 0000899243-17-004957
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jan Carlson
Officer — President and CEO · Director
Period of report
Feb 19, 2017
Accepted (ET)
Feb 22, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2017 | M | 4,610 | $0.00 | A | 90,347 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 19, 2017 | M | 4,610 | D | Feb 19, 2017 | Feb 19, 2017 | Common Stock | 4,610 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Feb 19, 2017 | A | 4,681 | A | Feb 19, 2020 | Feb 19, 2020 | Common Stock | 4,681 | 4,681 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F2The restricted stock units vest and convert to shares in one installment on the third anniversary of the grant date.