SEC Form 4 · accession 0000899243-16-014065
AUTOLIV INC · ALV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Bentley
Officer — Acting VP, Corporate Control
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034670
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 395 | $0.00 | A | 395 | D | |
| Common Stock | Feb 22, 2016 | S | 395 | $110.12 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F2 | — | Feb 19, 2016 | M | 395 | D | Feb 19, 2016 | Feb 19, 2016 | Common Stock | 395 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 4, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of ALV common stock.
- F3The restricted stock units were granted under the Company's Stock Incentive Plan of 1997, as amended, at no cost to the reporting person.