SEC Form 4 · accession 0001209191-18-056854
BAY BANKS OF VIRGINIA INC · BAYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Hinton Crowther
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 2, 2018 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2018 | C | 1,000 | $5.25 | A | 3,403 | D | |
| Common Stock | Nov 2, 2018 | C | 500 | $5.99 | A | 3,903 | D | |
| Common Stock | Nov 2, 2018 | C | 500 | $5.37 | A | 4,403 | D | |
| Common Stock | Nov 2, 2018 | C | 500 | $5.76 | A | 4,903 | D | |
| Common Stock | Nov 1, 2018 | C | 500 | $8.30 | A | 5,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.25 | Nov 2, 2018 | C | 1,000 | D | Feb 21, 2013 | Feb 21, 2023 | Common Stock | 1,000 | 2,579 | D |
| Stock Option | $5.99 | Nov 2, 2018 | C | 500 | D | Mar 28, 2014 | Mar 28, 2024 | Common Stock | 500 | 2,079 | D |
| Stock Option | $5.37 | Nov 2, 2018 | C | 500 | D | Feb 10, 2015 | Feb 11, 2025 | CommonStock | 500 | 1,579 | D |
| Stock Option | $5.76 | Nov 2, 2018 | C | 500 | D | Jan 22, 2016 | Jan 22, 2026 | Common Stock | 500 | 1,079 | D |
| Stock Opton | $8.30 | Nov 2, 2018 | C | 500 | D | Feb 21, 2017 | Feb 21, 2027 | Common Stock | 500 | 579 | D |