SEC Form 4 · accession 0001209191-17-054099
BAY BANKS OF VIRGINIA INC · BAYK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julien G Patterson
Director
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 12:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001034594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2017 | M | 541 | $7.8494 | A | 350,407 | D | |
| Common Stock | Sep 25, 2017 | M | 520 | $5.8173 | A | 350,927 | D | |
| Common Stock | Sep 25, 2017 | M | 500 | $4.55 | A | 351,427 | D | |
| Common Stock | Sep 25, 2017 | M | 1,000 | $5.25 | A | 352,427 | D | |
| Common Stock | Sep 25, 2017 | M | 500 | $5.99 | A | 352,927 | D | |
| Common Stock | Sep 25, 2017 | M | 500 | $5.37 | A | 353,427 | D | |
| Common Stock | Sep 25, 2017 | M | 500 | $5.76 | A | 353,927 | D | |
| Common Stock | Sep 25, 2017 | M | 500 | $8.30 | A | 354,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.8494 | Sep 25, 2017 | M | 541 | A | Nov 19, 2009 | May 19, 2019 | Common Stock | 541 | 4,020 | D |
| Stock Option | $5.8173 | Sep 25, 2017 | M | 520 | A | Nov 19, 2010 | May 19, 2020 | Common Stock | 520 | 3,500 | D |
| Stock Option | $4.55 | Sep 25, 2017 | M | 500 | A | Nov 19, 2011 | May 19, 2021 | Common Stock | 500 | 3,000 | D |
| Stock Option | $5.25 | Sep 25, 2017 | M | 1,000 | A | Feb 21, 2013 | Feb 21, 2023 | Common Stock | 1,000 | 2,000 | D |
| Stock Option | $5.99 | Sep 25, 2017 | M | 500 | A | Mar 28, 2014 | Mar 28, 2024 | Common Stock | 500 | 1,500 | D |
| Stock Option | $5.37 | Sep 25, 2017 | M | 500 | A | Feb 10, 2015 | Feb 11, 2025 | Common Stock | 500 | 1,000 | D |
| Stock Option | $5.76 | Sep 25, 2017 | M | 500 | A | Jan 22, 2016 | Jan 22, 2026 | Common Stock | 500 | 500 | D |
| Stock Option | $8.30 | Sep 25, 2017 | M | 500 | A | Feb 21, 2017 | Feb 21, 2027 | Common Stock | 500 | 0 | D |