SEC Form 4 · accession 0001033905-19-000026
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Shapiro
Officer — SR VP, GLOBAL MARKETING
Period of report
Mar 11, 2019
Accepted (ET)
Mar 14, 2019 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2019 | F | 964 | $24.14 | D | 19,855 | D | |
| Common StockF2 | Mar 12, 2019 | F | 517 | $24.43 | D | 19,338 | D | |
| Common StockF3 | Mar 12, 2019 | A | 6,242 | $24.43 | A | 26,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F4 | $21.98 | Mar 12, 2019 | A | 21,122 | A | Mar 12, 2019 | Mar 12, 2025 | Common Stock | 21,122 | 21,122 | D |
Explanation of responses
- F1This disposition relates to withholding for taxes on 3,181 vesting shares associated with a previously reported issuance.
- F2This disposition relates to withholding for taxes on 1,706 vesting shares associated with a previously reported issuance.
- F3This balance includes a total of 1,177 shares obtained 05/31/18 under the Luminex Corporation Employee Stock Purchase Plan.
- F4The Board of Directors of Luminex Corporation determined the level of performance and number of shares earned for this performance option. The option will vest annually in four equal installments beginning 03/12/19.