SEC Form 4 · accession 0001033905-18-000067
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J. Collins
Officer — SR VP, R&D - US
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 5,973 | $17.24 | A | 39,994 | D | |
| Common Stock | May 31, 2018 | M | 3,132 | $21.36 | A | 43,126 | D | |
| Common Stock | May 31, 2018 | S | 5,973 | $27.75 | D | 37,153 | D | |
| Common Stock | May 31, 2018 | S | 3,132 | $27.75 | D | 34,021 | D | |
| Common Stock | May 31, 2018 | S | 1,466 | $27.75 | D | 32,555 | D | |
| Common Stock | May 31, 2018 | S | 6,451 | $27.75 | D | 26,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $17.24 | May 31, 2018 | M | 5,973 | D | Mar 8, 2013 | Mar 8, 2023 | Common Stock | 5,973 | 0 | D |
| Stock Option (Right To Buy)F2 | $21.36 | May 31, 2018 | M | 3,132 | D | Jun 1, 2012 | Jun 1, 2022 | Common Stock | 3,132 | 0 | D |
Explanation of responses
- F1The option vested in full on March 08, 2013
- F2The option vested in full on June 1, 2012