SEC Form 4 · accession 0001033905-18-000048
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
May 11, 2018
Accepted (ET)
May 14, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2018 | G | 12,000 | $0.00 | D | 552,530 | D | |
| Common StockF2 | holding | — | — | — | 909,415 | I | Spouse | |
| Common StockF2 | holding | — | — | — | 96,614 | I | Partnership | |
| Common StockF2 | holding | — | — | — | 428,520 | I | Trusts | |
| Common Stock | holding | — | — | — | 45,000 | I | Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total includes 160 dividend reinvestment shares on deferred vested RSUs for the January 12 dividend payable date, and 153 dividend reinvestment shares on deferred vested RSUs for the April 13 dividend payable date.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.