SEC Form 4 · accession 0001033905-18-000028

LUMINEX CORP · LMNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Global Sales & Cust Ops

Period of report

Oct 22, 2017

Accepted (ET)

Mar 15, 2018 · 5:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001033905

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Oct 22, 2017	F	212	$20.46	D	11,767	D
Common Stock^F2	Mar 11, 2018	F	763	$21.73	D	11,004	D
Common Stock^F3,F4	Mar 12, 2018	F	303	$21.98	D	10,771	D
Common Stock	Mar 12, 2018	A	8,303	$21.98	A	19,074	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right To Buy)^F5	$18.04	Mar 10, 2018	A	58,607	A	Mar 10, 2018	Mar 10, 2024	Common Stock	58,607	58,607	D

F1This disposition relates to withholding for taxes on 638 vesting shares in October 2017 associated with a previously reported issuance.
F2This disposition relates to withholding for taxes on 2,520 vesting shares associated with a previously reported issuance.
F3This disposition relates to withholding for taxes on 1,002 vesting shares associated with a previously reported issuance.
F4This balance includes a total of 70 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 36 shares obtained May 31, 2017 and 34 shares obtained November 30, 2017.
F5The Board of Directors of Luminex Corporation determined the level of performance and the number of shares earned for this performance option. The option will vest in four equal installments on the first, second, third and fourth anniversary of the 03/10/2017 grant date.