SEC Form 4 · accession 0001033905-18-000023
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Fairchild
Officer — SVP, Human Resources
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 8, 2018 | F | 275 | $21.06 | D | 37,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F3 | $18.04 | Mar 10, 2018 | A | 50,234 | A | Mar 10, 2018 | Mar 10, 2024 | Common Stock | 50,234 | 50,234 | D |
Explanation of responses
- F1This disposition relates to withholding for taxes on 1,131 vesting shares associated with a previously reported issuance.
- F2This balance includes a total of 1,036 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 357 shares obtained May 31, 2017 and 679 shares obtained November 30, 2017.
- F3The Board of Directors of Luminex Corporation determined the level of performance and the number of shares earned for this performance option. The option will vest in four equal installments on the first, second, third and fourth anniversary of the 03/10/2017 grant date.