SEC Form 4 · accession 0001033905-17-000071
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Walter Loewenbaum II
Director
Period of report
May 30, 2017
Accepted (ET)
Jun 1, 2017 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2017 | S | 25,000 | $20.0712 | D | 713,896 | D | |
| Common StockF2,F3 | holding | — | — | — | 909,415 | I | Spouse | |
| Common StockF3 | holding | — | — | — | 96,614 | I | Partnership | |
| Common StockF3 | holding | — | — | — | 428,520 | I | Trusts | |
| Common Stock | holding | — | — | — | 45,000 | I | Limited Liability Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.27 inclusive. Mr. Loewenbaum undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Grat distributions totaling 29,887 shares were made from an annuity trust benefiting the reporting owner's spouse into her direct ownership in May 2017. In addition 4,540 shares were distributed from the annuity trust into the direct ownership of descendants of the reporting owner.The reporting owner has no further obligation to report these 4,540 shares.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.