SEC Form 4 · accession 0001033905-17-000041
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harriss T Currie
Officer — SVP, Finance & CFO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 10,423 | $14.39 | A | 197,173 | D | |
| Common Stock | Mar 15, 2017 | F | 8,837 | $18.20 | D | 188,336 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $14.39 | Mar 15, 2017 | M | 10,423 | D | Mar 25, 2008 | Mar 25, 2017 | Common Stock | 10,423 | 0 | D |
Explanation of responses
- F1The option became fully vested on March 25, 2010.