SEC Form 4 · accession 0001033905-17-000031
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall Myers
Officer — SVP, Global Mfg and Quality
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $19.13 | Feb 24, 2017 | A | 18,771 | A | Mar 22, 2017 | Mar 22, 2023 | Common Stock | 18,771 | 18,771 | D |
Explanation of responses
- F1This balance includes 548 shares obtained under the Luminex Employee Stock Purchase Plan on May 31, 2016, and 556 shares obtained under the Luminex Employee Stock Purchase Plan on November 30, 2016.
- F2On February 24, 2017, the Board of Directors of Luminex Corporation determined the level of performance and the number of shares earned for this performance option. The option will vest in four equal installments on the first, second, third and fourth anniversary of the 3/22/2016 grant date.