SEC Form 4 · accession 0001033905-16-000194
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W. Rew II
Officer — SVP, Gen Counsel & Corp Secy
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 9:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 3, 2016 | P | 2,500 | $18.2732 | A | 3,268 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.24 to $18.29 inclusive. Mr. Rew undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1 to this Form 4.
- F2Includes 343 shares acquired under the Luminex Corporation Employee Stock Purchase Plan on May 31, 2016.