SEC Form 4 · accession 0001033905-16-000142
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W. Rew II
Officer — SVP, Gen Counsel & Corp Secy
Period of report
Mar 22, 2016
Accepted (ET)
Mar 24, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $19.13 | Mar 22, 2016 | A | 29,050 | A | Mar 22, 2017 | Mar 22, 2023 | Common Stock | 29,050 | 29,050 | D |
Explanation of responses
- F1Includes 425 shares acquired under the Luminex Corporation Employee Stock Purchase Plan on November 30, 2015.
- F2Options vest 25% on first anniversary of the grant, 25% on second anniversary of the grant, 25% on the third anniversary of the grant and 25% on the fourth anniversary of the grant.