SEC Form 4 · accession 0001033905-15-000111
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell W Bradley
Officer — SVP, Corp Dev & CMO
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 2:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | M | 6,514 | $14.39 | A | 110,581 | D | |
| Common StockF2 | Dec 16, 2015 | S | 6,514 | $22.75 | D | 104,067 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F3 | $14.39 | Dec 16, 2015 | M | 6,514 | D | Mar 25, 2008 | Mar 25, 2017 | Common Stock | 6,514 | 0 | D |
Explanation of responses
- F1The option exercises and stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2015.
- F2The price reported in Column 4 is an exact price. A breakdown is not applicable.
- F3The option vested in 3 installments on March 25, 2008, March 25, 2009, and March 25, 2010.