SEC Form 4 · accession 0001033905-15-000042
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harriss T Currie
Officer — SVP, Finance & CFO
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 9:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | F | 1,176 | $15.93 | D | 183,378 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F1 | $15.93 | Mar 11, 2015 | A | 67,054 | A | Mar 11, 2017 | Mar 11, 2022 | Common Stock | 67,054 | 67,054 | D |
Explanation of responses
- F1Options vest 50% on second anniversary of the grant, 25% on the third anniversary of the grant, and 25% on the fourth anniversary of the grant.