SEC Form 4 · accession 0001033905-15-000012
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred C Goad Jr.
Director
Period of report
Feb 5, 2015
Accepted (ET)
Feb 6, 2015 · 1:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2015 | S | 25,000 | $15.4632 | D | 283,473 | D | |
| Common Stock | holding | — | — | — | 12,810 | I | Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.50, inclusive. Mr. Goad undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.
- F2Direct holdings on a prior report was over-reported by 11,250 shares due to an administrative oversight of the Reporting Person.