SEC Form 4 · accession 0001033905-15-000007
LUMINEX CORP · LMNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay B Johnston
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 27, 2015 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | M | 15,000 | $7.48 | A | 121,883 | D | |
| Common StockF1 | holding | — | — | — | 8,000 | I | Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $7.48 | Jan 26, 2015 | M | 15,000 | D | Feb 10, 2006 | Feb 10, 2015 | Stock Option (Right To Buy) | 15,000 | 0 | D |
Explanation of responses
- F1The reporting person's spouse is the managing partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2The option became fully vested on February 10, 2006.