SEC Form 4 · accession 0001033012-19-000011
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew W Ottaway
Officer — EVP and President of Banking
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Dec 31, 2018 | M | 3,134 | $0.00 | A | 17,475 | D | |
| Flagstar Bancorp, Inc. Common Stock | Dec 31, 2018 | F | 897 | $0.00 | D | 16,578 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock Units (L52416) | $0.00 | Dec 31, 2018 | M | 3,134 | D | Dec 31, 2018 | Dec 31, 2018 | Flagstar Bancorp, Inc. Common Stock | 3,134 | 0 | D |
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.