SEC Form 4 · accession 0001033012-18-000112
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew W Ottaway
Officer — Michigan Market President
Period of report
Nov 23, 2018
Accepted (ET)
Nov 26, 2018 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common StockF1 | Nov 23, 2018 | M | 3,313 | $0.00 | A | 15,289 | D | |
| Flagstar Bancorp, Inc. Common Stock | Nov 23, 2018 | F | 948 | $0.00 | D | 14,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit 112315F3,F4 | $0.00 | Nov 23, 2018 | M | 3,313 | D | — | — | Flagstar Bancorp, Inc. Common Stock | 3,313 | 6,627 | D |
Explanation of responses
- F1Includes 184.92 shares acquired on June 29, 2018, and 42.81 shares acquired on September 28, 2018 under a FBC employee stock purchase plan.
- F2These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- F3Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
- F4These restricted stock units were granted on November 23, 2015, and vest in equal amounts on the anniversary of the grant date over a period of five years.