SEC Form 4 · accession 0001033012-18-000109
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alessandro DiNello
Officer — CEO and President · Director
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Oct 24, 2018 | P | 1,000 | $29.08 | A | 191,359 | D | |
| Flagstar Bancorp, Inc. Common Stock | Sep 13, 2018 | G | 11,000 | $0.00 | D | 180,359 | D | |
| Flagstar Bancorp, Inc. Common Stock | Sep 14, 2018 | G | 9,000 | $0.00 | D | 171,359 | D | |
| Flagstar Bancorp, Inc. Common StockF1 | holding | — | — | — | 14,569 | I | By 401(k) Plan | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 1,274 | I | By IRA | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 206 | I | By Wife's Trust | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 2,060 | I | By Trust fbo gchild AD | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 2,060 | I | By Trust fbo gchild DD | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 1,000 | I | By Trust fbo gchild LG | |
| Flagstar Bancorp, Inc. Common StockF2 | holding | — | — | — | 0 | I | By Trust fbo Daughter CG | |
| Flagstar Bancorp, Inc. Common StockF2 | holding | — | — | — | 0 | I | By Trust fbo Son AD |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Flagstar Bancorp, Inc. stock on the applicable measurement date.
- F2There has been a change in the form of ownership of the shares in the this trust resulting from the appointment of a special trustee, no longer an indirect holding.