SEC Form 4 · accession 0001033012-18-000103
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristy Fercho
Officer — EVP and President of Mortgage
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 9:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Sep 19, 2018 | M | 2,674 | $0.00 | A | 2,674 | D | |
| Flagstar Bancorp, Inc. Common Stock | Sep 19, 2018 | F | 765 | $0.00 | D | 1,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (L091917)F2,F3 | $0.00 | Sep 19, 2018 | M | 2,674 | D | Sep 19, 2018 | Sep 19, 2022 | Flagstar Bancorp, Inc. Common Stock | 2,674 | 10,695 | D |
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- F2Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
- F3These restricted stock units vest at 20 percent on each of five consecutive anniversaries of the grant date.