SEC Form 4 · accession 0001033012-18-000018
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alessandro DiNello
Officer — CEO and President · Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Aug 8, 2017 | G | 53,000 | $0.00 | D | 136,003 | D | |
| Flagstar Bancorp, Inc. Common Stock | Aug 21, 2017 | G | 800 | $0.00 | D | 135,203 | D | |
| Flagstar Bancorp, Inc. Common Stock | Nov 28, 2017 | G | 10,150 | $0.00 | D | 125,053 | D | |
| Flagstar Bancorp, Inc. Common StockF1 | Jan 18, 2018 | F | 5,544 | $0.00 | D | 119,509 | D | |
| Flagstar Bancorp, Inc. Common StockF2 | Aug 8, 2017 | G | 25,000 | $0.00 | A | 25,000 | I | By Trust fbo Son AD |
| Flagstar Bancorp, Inc. Common StockF2 | Aug 8, 2017 | G | 25,000 | $0.00 | A | 25,000 | I | By Trust fbo Daughter CG |
| Flagstar Bancorp, Inc. Common StockF3 | Aug 8, 2017 | G | 1,000 | $0.00 | A | 2,060 | I | By Trust fbo gchild AD |
| Flagstar Bancorp, Inc. Common StockF3 | Aug 8, 2017 | G | 1,000 | $0.00 | A | 2,060 | I | By Trust fbo gchild DD |
| Flagstar Bancorp, Inc. Common StockF3 | Aug 8, 2017 | G | 1,000 | $0.00 | A | 1,000 | I | By Trust fbo gchild LG |
| Flagstar Bancorp, Inc. Common StockF2 | Nov 28, 2017 | G | 9,500 | $0.00 | A | 34,500 | I | By Trust fbo Son AD |
| Flagstar Bancorp, Inc. Common StockF4 | holding | — | — | — | 14,498 | I | By 401(k) Plan | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 1,274 | I | By IRA | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 206 | I | By Wife's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- F2These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Flagstar Bancorp, Inc. stock on the applicable measurement date.