SEC Form 4 · accession 0001033012-18-000003
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen V Figliuolo
Officer — EVP and Chief Risk Officer
Period of report
Dec 31, 2017
Accepted (ET)
Jan 3, 2018 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common StockF1 | Dec 31, 2017 | M | 7,617 | $0.00 | A | 15,247 | D | |
| Flagstar Bancorp, Inc. Common Stock | Dec 31, 2017 | M | 762 | $0.00 | A | 16,009 | D | |
| Flagstar Bancorp, Inc. Common Stock | Dec 31, 2017 | F | 2,648 | $0.00 | D | 13,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock Unit | $0.00 | Dec 31, 2017 | M | 7,617 | D | Dec 31, 2017 | Dec 31, 2017 | Flagstar Bancorp, Inc. Common Stock | 7,617 | 0 | D |
| Quality Stock Unit | $0.00 | Dec 31, 2017 | M | 762 | D | Dec 31, 2017 | Dec 31, 2017 | Flagstar Bancorp, Inc. Common Stock | 762 | 0 | D |
Explanation of responses
- F1Includes 195.11 shares acquired under a FBC employee stock purchase plan on September 29, 2017.
- F2These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.