SEC Form 4 · accession 0001033012-17-000024
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Marx
Officer — SVP Chief Accting Officer(PAO)
Period of report
Feb 25, 2017
Accepted (ET)
Feb 27, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Feb 25, 2017 | M | 443 | $0.00 | A | 1,070 | D | |
| Flagstar Bancorp, Inc. Common Stock | Feb 25, 2017 | F | 164 | $0.00 | D | 906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Feb 25, 2017 | M | 443 | D | — | — | Flagstar Bancorp, Inc. Common Stock | 443 | 4,908 | D |
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- F2The restricted stock units were granted on February 25, 2014, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.