SEC Form 4 · accession 0001033012-17-000015
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Matthew Smith
Officer — Executive Vice President & COO
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Jan 18, 2017 | A | 5,725 | $0.00 | A | 44,176 | D | |
| Flagstar Bancorp, Inc. Common Stock | Jan 18, 2017 | F | 1,057 | $0.00 | D | 43,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock Unit | $0.00 | Jan 18, 2017 | A | 21,327 | A | Dec 31, 2017 | Dec 31, 2017 | Flagstar Bancorp, Inc. Common Stock | 21,327 | 21,327 | D |
| Quality Stock Unit | $0.00 | Jan 18, 2017 | A | 2,133 | A | Dec 31, 2017 | Dec 31, 2017 | Flagstar Bancorp, Inc. Common Stock | 2,133 | 2,133 | D |
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.