SEC Form 4 · accession 0001033012-17-000014
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alessandro DiNello
Officer — CEO and President · Director
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Jan 27, 2016 | G | 500 | $0.00 | D | 110,789 | D | |
| Flagstar Bancorp, Inc. Common Stock | Dec 15, 2016 | G | 400 | $0.00 | D | 110,389 | D | |
| Flagstar Bancorp, Inc. Common Stock | Dec 27, 2016 | G | 1,052 | $0.00 | D | 109,337 | D | |
| Flagstar Bancorp, Inc. Common Stock | Dec 28, 2016 | G | 2,120 | $0.00 | D | 107,217 | D | |
| Flagstar Bancorp, Inc. Common Stock | Jan 18, 2017 | A | 34,351 | $0.00 | A | 141,568 | D | |
| Flagstar Bancorp, Inc. Common Stock | Jan 18, 2017 | F | 5,581 | $0.00 | D | 135,987 | D | |
| Flagstar Bancorp, Inc. Common StockF2 | Dec 27, 2016 | G | 1,052 | $0.00 | A | 1,052 | I | By Trust fbo gchild LG |
| Flagstar Bancorp, Inc. Common StockF2 | Dec 28, 2016 | G | 1,060 | $0.00 | A | 1,060 | I | By Trust fbo gchild AD |
| Flagstar Bancorp, Inc. Common StockF2 | Dec 28, 2016 | G | 1,060 | $0.00 | A | 1,060 | I | By Trust fbo gchild DD |
| Flagstar Bancorp, Inc. Common StockF3 | holding | — | — | — | 14,600 | I | By 401(k) Plan | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 1,274 | I | By IRA | |
| Flagstar Bancorp, Inc. Common Stock | holding | — | — | — | 206 | I | By Wife's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- F2These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of Flagstar Bancorp, Inc. stock on the applicable measurement date.