SEC Form 4 · accession 0001033012-15-000041
FLAGSTAR BANCORP INC · (NYSE:FBC)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Marx
Officer — SVP Chief Accting Officer(PAO)
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001033012
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Apr 6, 2015 | A | 2,031 | A | — | — | Flagstar Bancorp, Inc. Common Stock | 2,031 | 2,696 | D |
| Restricted Stock UnitF1,F3 | — | Apr 6, 2015 | A | 3,385 | A | — | — | Flagstar Bancorp, Inc. Common Stock | 3,385 | 6,081 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
- F2The restricted stock units were granted on April 6, 2015, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.
- F3The restricted stock units were granted on April 6, 2015, and will vest 100% on the third anniversary of the grant date.