SEC Form 4 · accession 0001437749-18-006292
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Jordan
Officer — SVP, Upholstery
Period of report
Apr 3, 2018
Accepted (ET)
Apr 4, 2018 · 10:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2018 | M | 3,400 | $8.02 | A | 14,810 | D | |
| Common StockF2 | Apr 3, 2018 | S | 3,400 | $30.0594 | D | 11,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF3 | $8.02 | Apr 3, 2018 | M | 500 | A | Jul 13, 2012 | Jul 12, 2021 | Common Stock | 500 | 0 | D |
| OptionF3 | $8.02 | Apr 3, 2018 | M | 2,000 | A | Jul 13, 2013 | Jul 12, 2021 | Common Stock | 2,000 | 0 | D |
| OptionF3 | $8.02 | Apr 3, 2018 | M | 900 | A | Jul 13, 2014 | Jul 12, 2021 | Common Stock | 900 | 1,100 | D |
| OptionF3 | $8.02 | holding | — | — | — | Jul 13, 2015 | Jul 12, 2021 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Corresponds to the exercise price of the stock options.
- F2Price is a weighted average of multiple trades ranging from $30.00 to $30.30 and reporting person undertakes to provide upon request to SEC staff, the issuer or security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F3Granted under the 2010 Employee Stock Plan which is a Rule 16b-3 Plan.