SEC Form 4 · accession 0001182489-17-000409
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Bassett III
Officer — Senior Vice President, Wood
Period of report
Jul 5, 2017
Accepted (ET)
Jul 7, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF3,F1 | Jul 5, 2017 | M | 53 | $8.02 | A | 38,357 | D | |
| CommonF1 | Jul 5, 2017 | S | 28 | $40.00 | D | 38,329 | D | |
| CommonF3,F1 | Jul 6, 2017 | M | 5,947 | $8.02 | A | 44,276 | D | |
| CommonF1 | Jul 6, 2017 | S | 3,102 | $40.00 | D | 41,174 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $8.02 | Jul 5, 2017 | M | 53 | A | Jul 13, 2013 | Jul 12, 2021 | Common | 53 | 1,947 | D |
| OptionF2 | $8.02 | Jul 6, 2017 | M | 1,947 | A | Jul 13, 2013 | Jul 12, 2021 | Common | 1,947 | 0 | D |
| OptionF2 | $8.02 | Jul 6, 2017 | M | 2,000 | A | Jul 13, 2014 | Jul 12, 2021 | Common | 2,000 | 0 | D |
| OptionF2 | $8.02 | Jul 6, 2017 | M | 2,000 | A | Jul 13, 2015 | Jul 12, 2021 | Common | 2,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the 2000 & 2017 Employee Stock Purchase Plans in transactions exempt under Rule 16b-3(c).
- F2Granted under the 2010 Stock Incentive Plan which is a Rule 16-B3 Plan.
- F3Corresponds to the exercise price of the stock options.