SEC Form 4 · accession 0001182489-17-000075
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Baker
Officer — SVP, Corporate Retail
Period of report
Jan 27, 2017
Accepted (ET)
Jan 30, 2017 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF3,F1 | Jan 27, 2017 | M | 544 | $14.73 | A | 25,310 | D | |
| CommonF1 | Jan 27, 2017 | S | 369 | $29.5271 | D | 24,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $14.73 | Jan 27, 2017 | M | 369 | D | Apr 20, 2009 | Apr 19, 2017 | Common | 369 | 3,631 | D |
Explanation of responses
- F1Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A)
- F2Granted under the 1997 Employee Stock Plan which is Rule 16b-3 Plan.
- F3Corresponds to the exercise price of options.