SEC Form 4 · accession 0001182489-16-001058
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Daniel
Officer — SVP, Chief Financial Officer
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF3,F1 | Apr 21, 2016 | M | 155 | $14.73 | A | 42,468 | D | |
| CommonF1 | Apr 21, 2016 | S | 155 | $30.50 | D | 42,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $14.73 | Apr 21, 2016 | M | 155 | D | Apr 19, 2008 | Apr 18, 2017 | Common | 155 | 2,345 | D |
Explanation of responses
- F1Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).
- F2Granted under the 1997 Stock Incentive Plan which is a Rule 16b-3 Plan.
- F3Corresponds to the exercise price of options.