SEC Form 4/A · accession 0001182489-15-000622
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John E Bassett III
Officer — Senior Vice President, Wood
Period of report
Jul 6, 2015
Accepted (ET)
Jul 8, 2015 · 11:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Feb 23, 2015 | G | 1,621 | $0.00 | D | 39,099 | D | |
| Common | Apr 17, 2015 | G | 1,910 | $0.00 | D | 37,189 | D | |
| CommonF3 | Jul 6, 2015 | M | 12,000 | $10.60 | A | 49,189 | D | |
| Common | Jul 6, 2015 | S | 7,400 | $36.00 | A | 41,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $10.60 | Jul 6, 2015 | M | 4,000 | A | Oct 17, 2008 | Oct 16, 2017 | Common | 4,000 | 0 | D |
| OptionF1 | $10.60 | Jul 6, 2015 | M | 4,000 | A | Oct 17, 2009 | Oct 16, 2017 | Common | 4,000 | 0 | D |
| OptionF1 | $10.60 | Jul 6, 2015 | M | 4,000 | A | Oct 17, 2010 | Oct 16, 2017 | Common | 4,000 | 0 | D |
Explanation of responses
- F1Granted under the 1997 Employee Stock Plan which is a rule 16b-3 Plan.
- F2Includes share acquired under the 2000 employee stock purchase plan in transactions exempt under Rule 16-3(A).
- F3Corresponds to the exercise price of options.