SEC Form 4 · accession 0001182489-15-000357
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Daniel
Officer — SVP, Chief Financial Officer
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF3,F2 | Feb 19, 2015 | M | 2,000 | $8.02 | A | 35,066 | D | |
| CommonF2 | Feb 19, 2015 | S | 1,185 | $25.55 | D | 33,881 | D | |
| CommonF3,F2 | Feb 19, 2015 | M | 4,000 | $4.38 | A | 37,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $8.02 | Feb 19, 2015 | M | 2,000 | D | Jul 13, 2014 | Jul 12, 2021 | Common | 2,000 | 0 | D |
| OptionsF1 | $4.38 | Feb 19, 2015 | M | 4,000 | D | Jul 14, 2014 | Jul 13, 2020 | Common | 4,000 | 0 | D |
Explanation of responses
- F1Granted under the 2010 Stock Incentive Plan which is a Rule 16b-3 Plan.
- F2Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16-3(A).
- F3Corresponds to the exercise price of options.