SEC Form 4/A · accession 0001182489-15-000328
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John E Bassett III
Officer — Senior Vice President, Wood
Period of report
Feb 11, 2015
Accepted (ET)
Feb 19, 2015 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF3,F1 | Feb 11, 2015 | M | 3,402 | $4.38 | A | 40,256 | D | |
| CommonF1 | Feb 11, 2015 | S | 1,976 | $25.75 | D | 38,280 | D | |
| CommmonF3,F1 | Feb 12, 2015 | M | 4,598 | $4.38 | A | 42,878 | D | |
| CommonF1 | Feb 12, 2015 | S | 2,624 | $25.75 | D | 40,254 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $4.38 | Feb 11, 2015 | M | 3,402 | A | Jul 14, 2013 | Jul 13, 2020 | Common | 3,402 | 598 | D |
| OptionF2 | $4.38 | Feb 12, 2015 | M | 598 | A | Jul 14, 2013 | Jul 13, 2020 | Common | 598 | 0 | D |
| OptionF2 | $4.38 | Feb 12, 2015 | M | 4,000 | A | Jul 14, 2014 | Jul 13, 2020 | Common | 4,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16b-3(c).
- F2Granted under the 2010 Stock Incentive Plan which is a Rule 16-B3 Plan.
- F3Correponds to the exercise price of the stock options.