SEC Form 4 · accession 0001182489-15-000246
BASSETT FURNITURE INDUSTRIES INC · BSET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay R Hervey
Officer — Vice Pres Sec & Gen Counsel
Period of report
Feb 4, 2014
Accepted (ET)
Feb 5, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 4, 2015 | M | 2,000 | $24.11 | A | 15,780 | D | |
| CommonF1 | Feb 4, 2015 | M | 1,500 | $24.11 | A | 17,280 | D | |
| CommonF1 | Feb 4, 2015 | S | 2,907 | $24.11 | D | 14,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2 | $8.02 | Jul 13, 2011 | A | 1,500 | A | Jul 13, 2015 | Jul 12, 2020 | Common | 1,500 | 1,500 | D |
| OptionF2 | $4.38 | Feb 4, 2015 | M | 2,000 | A | Jul 14, 2014 | Jul 13, 2020 | Common | 2,000 | 0 | D |
| OptionF2 | $8.02 | Feb 4, 2015 | M | 1,500 | A | Jul 13, 2014 | Jul 12, 2020 | Common | 1,500 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the 2000 Employee Stock Purchase Plan in transactions exempt under Rule 16b-3(c).
- F2GRANTED UNDER THE 2010 STOCK INCENTIVE PLAN WHICH IS A RULE 16B-3 PLAN.