SEC Form 4 · accession 0001032220-18-000077
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Francis
Officer — General Counsel
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 28, 2018 | F | 5,816 | $65.06 | D | 16,238 | D | |
| Common StockF3 | Oct 1, 2018 | S | 6,220 | $63.86 | D | 10,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.
- F2In addition, the reporting person holds 25,186.84 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.
- F3These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2018.