SEC Form 4 · accession 0001032220-17-000064
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Francis
Officer — General Counsel
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 11:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 2, 2017 | S | 1,000 | $62.70 | D | 17,715 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1 | — | May 31, 2017 | A | 28 | A | — | — | Common Stock | 28 | 38,509 | D |
Explanation of responses
- F1Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.
- F2These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017.