SEC Form 4 · accession 0001032220-16-000245
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Lederer
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 15, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | G | 18,690 | $0.00 | D | 55,984 | D | |
| Common StockF2 | holding | — | — | — | 18,690 | I | By trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities to three different trusts for the benefit of the reporting person's children, of which the reporting person's spouse is the trustee. The reporting person's gift is deemed to involve both a disposition of directly owned shares and an acquisition (through the person's spouse) of indirectly owned shares. The reporting person disclaims beneficial ownership of the shares held by such trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for purposes of Section 16 or for any other purpose.
- F2These shares are held in trusts for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trusts. The reporting person disclaims beneficial ownership of the shares held by such trusts, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trusts' shares for the purposes of Section 16 or for any other purpose.