SEC Form 4 · accession 0001032220-16-000237
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Francis
Officer — General Counsel
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | $53.91 | Nov 8, 2016 | A | 13,912 | A | — | — | Common Stock | 13,912 | 13,912 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 2783 09/30/2017 2783 09/30/2018 2782 09/30/2019 2782 09/30/2020 2782 09/30/2021 Expiration date not applicable to RSUs
- F3Reporting person also holds restricted stock units with respect to an additional 24,508 shares of common stock with varying vesting schedules.