SEC Form 4 · accession 0001032220-16-000232
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Caswell
Officer — President
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 11:34 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2016 | F | 16,297 | $56.56 | D | 45,101 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.
- F2In addition, the reporting person holds 63,195 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.