SEC Form 4 · accession 0001032220-15-000131
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond B Ruddy
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | $55.73 | Dec 15, 2015 | A | 45 | A | — | — | Common Stock | 45 | 45 | D |
| Common StockF4,F2 | $56.16 | Dec 16, 2015 | A | 89 | A | — | — | Common Stock | 89 | 89 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units (RSUs) vest one year from the date of grant, subject to deferred vesting for a longer period at the election of the individual. Expiration date not applicable to RSUs.
- F3Reporting person also holds restricted stock units with respect to an additional 167,956 shares of common stock with varying vesting schedules.
- F4Reporting person also holds restricted stock units with respect to an additional 168,001 shares of common stock with varying vesting schedules.