SEC Form 4 · accession 0001032220-15-000107
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Pond
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 19, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 18, 2015 | P | 14,375 | $52.27 | A | 14,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2,F4,F3 | $51.33 | Nov 18, 2015 | A | 49 | A | — | — | Common Stock | 49 | 49 | D |
Explanation of responses
- F1Weighted average sales price for prices ranging from $52.22 to $52.42. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F3Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 49 11/18/2016 Expiration date not applicable to RSUs
- F4Reporting person also holds restricted stock units with respect to an additional 235,698 shares of common stock with varying vesting schedules.