SEC Form 4 · accession 0001032220-15-000091
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Thompson
Director
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 11:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | $62.63 | Sep 15, 2015 | A | 40 | A | — | — | Common Stock | 40 | 40 | D |
| Common StockF1,F5,F4 | $63.31 | Sep 16, 2015 | A | 39 | A | — | — | Common Stock | 39 | 39 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 0 09/15/2016 0 09/15/2017 40 09/15/2018 Expiration date not applicable to RSUs
- F3Reporting person also holds restricted stock units with respect to an additional 133,670 shares of common stock with varying vesting schedules.
- F4Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 0 09/16/2016 0 09/16/2017 39 09/16/2018 Expiration date not applicable to RSUs
- F5Reporting person also holds restricted stock units with respect to an additional 133,710 shares of common stock with varying vesting schedules.