SEC Form 4 · accession 0001032220-15-000071
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Pond
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | $68.21 | Aug 3, 2015 | A | 37 | A | — | — | Common Stock | 37 | 37 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 0 08/03/2016 0 08/03/2017 37 08/03/2018 Expiration date not applicable to RSUs
- F3Reporting person also holds restricted stock units with respect to an additional 235,294 shares of common stock with varying vesting schedules.