SEC Form 4 · accession 0001032220-15-000065
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Pond
Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 1:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3,F2 | $63.77 | Jun 17, 2015 | A | 78 | A | — | — | Common Stock | 78 | 78 | D |
| Common StockF1,F5,F4 | $64.36 | Jun 18, 2015 | A | 39 | A | — | — | Common Stock | 39 | 39 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- F2Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 0 06/17/2016 0 06/17/2017 78 06/17/2018 Expiration date not applicable to RSUs
- F3Reporting person also holds restricted stock units with respect to an additional 235,178.39 shares of common stock with varying vesting schedules.
- F4Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award: Shares Vest Date 0 06/18/2016 0 06/18/2017 39 06/18/2018 Expiration date not applicable to RSUs
- F5Reporting person also holds restricted stock units with respect to an additional 235,256.39 shares of common stock with varying vesting schedules.