SEC Form 4 · accession 0001032220-15-000064
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Caswell
Officer — President
Period of report
Jun 15, 2015
Accepted (ET)
Jun 17, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2015 | M | 7,000 | $8.682 | A | 39,189 | D | |
| Common StockF2 | Jun 15, 2015 | S | 7,000 | $62.31 | D | 32,189 | D | |
| Common StockF1 | Jun 16, 2015 | M | 7,000 | $8.682 | A | 39,189 | D | |
| Common StockF3 | Jun 16, 2015 | S | 7,000 | $62.61 | D | 32,189 | D | |
| Common StockF1 | Jun 17, 2015 | M | 6,000 | $8.682 | A | 38,189 | D | |
| Common StockF4 | Jun 17, 2015 | S | 6,000 | $64.27 | D | 32,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | $8.682 | Jun 15, 2015 | M | 7,000 | D | — | — | Common Stock | 7,000 | 53,000 | D |
| Common StockF1,F5 | $8.682 | Jun 16, 2015 | M | 7,000 | D | — | — | Common Stock | 7,000 | 46,000 | D |
| Common StockF1,F5 | $8.682 | Jun 17, 2015 | M | 6,000 | D | — | — | Common Stock | 6,000 | 40,000 | D |
Explanation of responses
- F1These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2015.
- F2Weighted average sales price for prices ranging from $61.92 to $62.58. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F3Weighted average sales price for prices ranging from $62.33 to $62.91. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F4Weighted average sales price for prices ranging from $63.90 to $64.40. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- F5These options were part of an award made on 10/18/2005 which vested on 10/18/2006, 10/18/2007, 10/18/2008, 10/18/2009 and 10/18/2010. The options were scheduled to expire on 10/18/2015