SEC Form 4 · accession 0001228379-19-000010
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Schenk
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 2, 2019 | S | 5,000 | $107.09 | D | 11,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF3,F7,F4,F5,F6 | — | Jan 2, 2019 | A | 117 | A | — | — | Common Stock | 117 | 15,827 | D |
Explanation of responses
- F1Sold in accordance with a written instruction and plan for trading securities pursuant to Rule 10b5-1(c) under the Securities Exchange Act of 1934.
- F2Weighted average of sales prices. Actual prices range from $106.83 to $107.63. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
- F3Phantom shares of Sempra Energy Common Stock acquired as director compensation.
- F4Conversion of Derivative Security is 1 for 1.
- F5Date exercisable is immediate for shares that have vested.
- F6Expiration date is Not Applicable.
- F7Total includes 859.15 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.